RISK ASSOCIATED WITH LEGAL DOCUMENTS
Legal documents pose risks that have often forced IT staff to
say “no” to requests that might easily be accommodated in
other disciplines.
Collaboration The risks begin in the document drafting
phase. This is often a collaborative process and keeping
track of revisions and versions to ensure that all changes are
incorporated and that the released version is indeed the final
version, can be challenging; this is especially true when there
are multiple collaborators and no automated change tracking
method. According to a survey by ALM Legal Intelligence 2,
as many as 98% of law firms and legal departments still share
some documents, for collaboration purposes, with clients
and outside counsel via email, while over 50% use a courier
to send paper versions. These collaboration methods defy
information governance best practices.
Mobility As collaborators have become more mobile, and
the assumption of access has become anytime / anywhere,
the risks have increased. Many of the mobile devices used
by attorneys are part of their firms’ bring your own device
(BYOD) programs. The 2012 ILTA/InsideLegal Survey found
that 54% of responding firms allow employees to purchase
their own tablets. 3 This mixture of devices can cause
challenges for the IT personnel and can have an unplanned
impact on IT budgets, as technology departments attempt
to make documents available to a variety of collaboration
tools on multiple platforms.
Security Law firms are the repositories of the large
institutions’ most sensitive information. Protecting that
information can be problematic when data is stored across
multiple networks in various cities. Thad Jampol, C TO
of IntApp, a Box partner, noted that, “Risks aren’t always
initiated from outside the network and aren’t always the
result of nefarious activity.” They can be caused by a summer
associate or consultant who attaches a flash drive to a
workstation and inadvertently introduces a virus or by an
attorney who is making a move to another firm and takes
work product along. Security is a moving target, and requires
diligent monitoring and adjustments to preserve its efficacy.
Volumes The growing volumes of data on an organization’s
network cause issues for storage, management and risk
management. The idea that “storage is cheap” is advanced
by people who have little understanding that the cost
of data storage goes well beyond the price of the disk or
chip on which the data is housed. The hard costs - square
footage, electricity and maintenance are obvious. The
costs to support legacy systems or migrate data to newer
systems, to maintain parallel redundant systems and the
costs of potential risks associated with holding that data are
less obvious. If they are to address these issues and reduce
eDiscovery and data loss or misuse costs, corporations and
law firms must have effective document retention programs
that are meticulously executed. They must also have the
means to suspend that execution when circumstances
dictate a legal hold.
Email
98%
98%
Courier
58%
53%
Fax
Extranet
25%
37%
22%
32%
Cloud
Other
0% 20% 40% 60% 80% 100% 120%
11%
13%
13%
13%
Legal Depts
Law Firms
Document transfer methods
Document Management For data that is retained, the next
step must be document management. Without an effective
document management system (DMS), data can become
siloed. Each attorney files documents where she wants, as
she wants; there is no firm-wide or department-wide plan for
the organization of, access to and reuse of knowledge assets.
However, knowledge re-use is imperative if legal teams are to
prosper in today’s economic environment.
“Clients are increasingly demanding that
firms take proactive steps to secure their
content, then auditing firms and taking
business away if they don’t comply
with corporate Information Governance
requirements.” Thad Jampol, IntApp
1 International Legal Technology Association and Inside Legal.
com. 2012 ILTA/Inside Legal Technology Purchasing
2 ALM Legal Intelligence Survey on drafting and collaboration
for Microsystems, Inc. 2012